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Nscale

Vice President, Compliance & Ethics

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Description

You will lead and scale the U.S. compliance program, translate compliance requirements into practical processes, and establish risk-based priorities and infrastructure. You will own securities compliance, lead risk assessments and investigations, manage conflicts disclosures, deliver training, build reporting dashboards, and lead operational-compliance personnel.

Responsibilities

  • Lead and scale the U.S. compliance program
  • Translate global compliance requirements into practical U.S. processes
  • Set risk-based program priorities and build compliance infrastructure
  • Own U.S. securities compliance, including insider-trading policies, MNPI controls, pre-clearance workflows, restricted lists, and beneficial-ownership reporting
  • Lead compliance risk assessments and mitigation plans
  • Establish escalation pathways and governance processes
  • Partner on regulatory matters, investigations, issue management, and remediation
  • Lead compliance training and awareness initiatives
  • Lead conflicts-of-interest and related-party disclosure processes
  • Build compliance metrics, dashboards, and reporting cadences
  • Lead and develop the Manager or Director of Operational Compliance in the U.S.

Requirements

  • 12+ years of compliance experience
  • U.S. sanctions and export-control fluency
  • Experience building and operating a U.S. compliance program at scale
  • Knowledge of U.S. securities compliance
  • Investigations experience
  • Experience developing compliance training, communications, and culture initiatives

Benefits

  • Bonus
  • Equity
  • Flexible work arrangements
  • Medical insurance
  • Dental insurance
  • Vision insurance
  • Flexible paid time off
  • Parental leave
  • Retirement plan participation

Skills

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See also