Vice President, Compliance & Ethics
Posted Updated
Description
You will lead and scale the U.S. compliance program, translate compliance requirements into practical processes, and establish risk-based priorities and infrastructure. You will own securities compliance, lead risk assessments and investigations, manage conflicts disclosures, deliver training, build reporting dashboards, and lead operational-compliance personnel.
Responsibilities
- Lead and scale the U.S. compliance program
- Translate global compliance requirements into practical U.S. processes
- Set risk-based program priorities and build compliance infrastructure
- Own U.S. securities compliance, including insider-trading policies, MNPI controls, pre-clearance workflows, restricted lists, and beneficial-ownership reporting
- Lead compliance risk assessments and mitigation plans
- Establish escalation pathways and governance processes
- Partner on regulatory matters, investigations, issue management, and remediation
- Lead compliance training and awareness initiatives
- Lead conflicts-of-interest and related-party disclosure processes
- Build compliance metrics, dashboards, and reporting cadences
- Lead and develop the Manager or Director of Operational Compliance in the U.S.
Requirements
- 12+ years of compliance experience
- U.S. sanctions and export-control fluency
- Experience building and operating a U.S. compliance program at scale
- Knowledge of U.S. securities compliance
- Investigations experience
- Experience developing compliance training, communications, and culture initiatives
Benefits
- Bonus
- Equity
- Flexible work arrangements
- Medical insurance
- Dental insurance
- Vision insurance
- Flexible paid time off
- Parental leave
- Retirement plan participation
