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Compliance Manager, UK

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Description

You will support regulatory change, product governance, financial promotions, complaints, and compliance monitoring. You will help build controlled, auditable AI-enabled workflows, interpret UK regulatory requirements, develop practical controls, and advise senior stakeholders.

Responsibilities

  • Support regulatory change
  • Support product governance
  • Support financial promotions, complaints, and compliance monitoring
  • Build controlled and auditable AI-enabled compliance workflows
  • Interpret regulatory requirements and translate them into practical controls and business processes
  • Advise and challenge senior stakeholders

Requirements

  • Five or more years of relevant compliance experience in financial services
  • Experience in a regulated fintech, investment firm, or digital platform is preferred
  • AI, automation, data-analysis, or workflow-tool experience
  • Regulatory change, policy development, compliance advisory, or product-governance experience
  • Knowledge of UK regulations, including Consumer Duty, conduct risk, and customer-outcome principles
  • Ability to interpret complex regulatory requirements and develop practical controls and processes
  • Stakeholder-management skills
  • Experience with financial promotions, complaints, digital assets, or crypto is an advantage

Skills

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