Compliance Manager, UK
Posted Updated
Description
You will support regulatory change, product governance, financial promotions, complaints, and compliance monitoring. You will help build controlled, auditable AI-enabled workflows, interpret UK regulatory requirements, develop practical controls, and advise senior stakeholders.
Responsibilities
- Support regulatory change
- Support product governance
- Support financial promotions, complaints, and compliance monitoring
- Build controlled and auditable AI-enabled compliance workflows
- Interpret regulatory requirements and translate them into practical controls and business processes
- Advise and challenge senior stakeholders
Requirements
- Five or more years of relevant compliance experience in financial services
- Experience in a regulated fintech, investment firm, or digital platform is preferred
- AI, automation, data-analysis, or workflow-tool experience
- Regulatory change, policy development, compliance advisory, or product-governance experience
- Knowledge of UK regulations, including Consumer Duty, conduct risk, and customer-outcome principles
- Ability to interpret complex regulatory requirements and develop practical controls and processes
- Stakeholder-management skills
- Experience with financial promotions, complaints, digital assets, or crypto is an advantage
