Chief Compliance Officer

You will lead the compliance function, serve as BSA Officer, and oversee BSA/AML, sanctions, licensing, regulatory examinations, audits, and charter work. You will build scalable policies, controls, training, risk assessments, and monitoring processes while advising leadership and partnering with Operations, Product, and Engineering.

Responsibilities

• Lead and develop the compliance analyst team
• Serve as BSA Officer and own BSA/AML and OFAC sanctions programs
• Build and maintain compliance policies, procedures, and company-wide training
• Own the compliance risk assessment and drive remediation priorities
• Develop independent compliance testing and monitoring
• Maintain state money transmitter licenses and advance the OCC national trust charter process
• Manage relationships with regulators and bank partners
• Manage regulatory exams, audits, and third-party assessments through remediation
• Approve compliance sign-off for new products and features
• Build scalable compliance systems and processes
• Advise executive leadership and the Board on regulatory strategy and emerging risk
• Partner with Operations, Product, and Engineering to embed compliance

Requirements

• Experience building and running compliance programs at a regulated financial institution
• BSA Officer experience
• Experience managing regulatory exams and audits
• Experience building relationships with regulators and bank partners
• Direct experience with OCC processes
• People leadership experience managing and developing analysts
• Excellent communication skills

Benefits

• Equity
• Unlimited PTO
• Medical, dental, and vision insurance
• 401k
• Catered in-office lunches